When a client places an order at the office, is uploading the deal sheet enough?

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• What should be done if there’s a signature mismatch on the deal sheet?

  Signature mismatches should be avoided as they are considered compliance observations. If the client signs the deal sheet themselves, the signature should match. In case of a mismatch, you should verify the signature with the client immediately and ...

• If client have forgotten to allocate enough funds in his bank account for Mutual Fund SIP order. Is client order is liable to be rejected?

  Yes, the order will get rejected if client do not have sufficient funds in his account. Hence it is important for you to maintain the required balance in your bank account or IIFL Capital Ledger.

• Can a client convert normal order to BO (Bracket Order)?

  No, client cannot change normal order to Bracket Order.

• How client can modify normal order to stop loss order?

  Yes. If order is pending, then client can modify the order from order book.

• What if client has forgotten to allocate enough funds for his Mutual Fund SIP order. Is order be liable to be rejected?

  Yes, the order will get rejected if you do not have sufficient funds in your account. Hence it is important for you to maintain the required balance in your bank account at least two working days prior sip due date. Also, client can place additional ...