Can I have personal financial transactions with a client who is also my friend?
No, it is not allowed to engage in any financial transactions whether personal or professional with your clients. As an Authorized Person (AP), maintaining strict segregation between personal dealings and client relationships is mandatory under regulatory guidelines. Such transactions can lead to serious compliance issues, even if done through formal banking channels.
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Can I do business transactions with a friend who is also my client?
As an Authorized Person (AP), you are not permitted to engage in any financial or securities transactions with your clients. This includes any form of fund or security transfers, even if the client is also a business associate or friend.
Where client can find my ledger/funds history?
Login to mobile app Click on the Funds icon in the main bottom menu. Click on Funds dropdown button once client is in the Funds section. Click on View Ledger button located at the bottom of the Funds dropdown menu. Client will be able to find the ...
How client can update FATCA?
Please follow the below online process to update FATCA in an individual client account and for non-individual client need to submit hard copy of the FATCA declaration:- Through Mobile App: 1.Login to Mobile App. 2.Please click on hamburger menu 3. ...
Where do client F&O trades appear?
All F&O trades of client will appear in the positions tab of the Portfolio. This tab also shows that all intraday, delivery trades that client bought or sold & as well as client's closed positions.
Where to check client dividend report?
Dividend statement is available in the Family 360 Report in AAA. Below is the path : Reports -> Family Portfolio -> Search Client -> PL Statement Dividends. Path for clients to check directly : Login to Markets App > My reports > Family 360 Report > ...